Investment Services

Independence

Our services are not restricted or influenced by mutual fund companies, broker/dealers or other financial institutions. Our state-of-the art, daily-valuation platform offers maximum investment flexibility.

Custodial Platforms

ABG Southwest’s daily-valuation clients have the option of choosing from five industry-leading custodial partners: TD Ameritrade Trust Company, Charles Schwab Trust Company, Charles Schwab Brokerage, Matrix Financial and Wilmington Trust. We will work with you and your investment advisor to find the right custodian for your plan. Our open-architecture approach also gives you access to the largest collection of traditional and non-traditional, proprietary and non-proprietary investment options, including:

  • Mutual funds
  • Stable value funds
  • Collective trust funds
  • Company stock
  • Exchange traded funds (ETFs)
  • Self-directed brokerage accounts through Charles Schwab or TD Ameritrade – using this option, participants with the time, interest and knowledge can actively manage their own plan assets.

Directed Trustee Services

All of our custodial partners have the ability to serve as the directed trustee.